CLIENT SERVICES

• Individual Brokerage
• Joint Brokerage
• Corporate
• Retirement: Roth, IRA, i401k
• Trusts

From onboarding to account maintenance, money movement requests, and account conversions, we are here for you.

Our team has access to real-time market data indices, commentary, and analysis as well as individual stock and mutual fund coverage by analysts at Goldman Sachs, Morningstar, and Argus. We know the market movement as it happens and we can make timely decisions to suit your risk and goals. We do our due-diligence no matter the time frame.

Our firm sends customized, easy-to-read monthly statements keeping you informed of account activity and performance. Clients with income growth portfolios will also receive monthly statements reflecting dividends to date and expected yearly dividends. Statements from our firm are in addition to those sent by the custodian, Charles Schwab.

Aside from investment performance, the level and nature of fees are probably the most important feature of any advisory relationship. PF ROBERTS AND ASSOCIATES uses a fee-only advisory management model. We direct deduct fees quarterly in advance based on a percentage of the assets under management. We never charge on investment performance, and we never receive commissions or gifts from brokers or dealers for financial products. Clients can trust we have their interests first and foremost when we craft their portfolios.

We use a hands-on, old school approach for investing. But we use digital tools such as eAuthorization and DocuSign to achieve many client requested account maintenance and money movement requests to protect against fraud. While these methods may be daunting to some clients initially, they agree the extra efforts are worth it in safeguarding their wealth. We verify wire requests and instructions every time by speaking directly with the client, and we utilize industry-suggested best practices for safeguarding client information and communications.